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Form 1413 Australia

  1. Language English
  2. Country Australia
  3. Activity Business and investment
Form 1413 Australia

1413 - Declaration in relation to managed funds

This document is a declaration form for managed funds, specifically those investing in various assets for subclass 188 Significant Investor stream visa applicants in Australia. The managed funds are limited to investing in infrastructure projects, cash, bonds, corporate debt, real property, agribusiness, annuities, and loans secured by mortgages. The declaration must be completed by the fund manager and includes their signature, name, position, and contact information. Applicable investments include derivatives (no more than 20% of total value) and other managed funds investing in listed assets.

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FAQ
  • What is the purpose of form 1413?

    Form 1413 is used to declare that a managed fund meets the definition set out in Regulation 1.03 of the Migration Regulations 1994 for investments in infrastructure projects, cash held by Australian deposit taking institutions, bonds issued by the Commonwealth Government or a State or Territory government, corporate debt, real property, Australian Agribusiness, annuities issued by an Australian registered life company, and other managed funds that invest in these listed investments.

  • What are the requirements for completing form 1413?

    The requirements include providing information about the managed fund and its investments, including the name of the fund manager, the name of the managed fund, the position of the fund manager within the organization, residential address, telephone numbers, and other details such as DIBP Client ID number if known. The form must be completed using a pen and BLOCK LETTERS or by typing in the fields provided.

  • What are the investment options for subclass 188 (Significant Investor stream) visa applications?

    The investment options include infrastructure projects in Australia, cash held by Australian deposit taking institutions, bonds issued by the Commonwealth Government or a State or Territory government, corporate debt, real property in Australia, Australian Agribusiness, annuities issued by an Australian registered life company, derivatives used for portfolio management and non-speculative purposes which constitute no more than 20% of the total value of the managed fund, loans secured by mortgages over the investments listed above, and other managed funds that invest in these listed investments.

  • What is the purpose of the Declaration in relation to complying significant and premium investments form 1413D?

    The purpose of form 1413D is to declare that a managed fund meets the requirements for complying significant and premium investments for subclass 188 (Significant Investor stream) visa applications lodged on or after 1 July 2015. This form should be used instead of form 1413 for these applications.

  • What is the definition of a managed fund for the purpose of form 1413?

    A managed fund is an investment vehicle that pools money from multiple investors to invest in a diversified portfolio of assets, such as stocks, bonds, and other securities. The fund's performance is tracked by a professional manager or team of managers, who make investment decisions on behalf of the fund's investors.

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ABOUT

Business and Investment Forms

Form 1413 is one of forms that are used in the context of starting, managing, or investing in a business. These forms are often required by government agencies, financial institutions, or regulatory bodies to gather information, establish legal entities, or comply with specific rules and regulations related to business operations and investments. The specific forms can vary depending on the nature of the business or investment activity. Here are some examples of "Business and Investment" forms:

Business Registration Forms: These forms are used to register a business entity with the appropriate government agency. They collect information about the business name, legal structure (e.g., sole proprietorship, partnership, corporation), business address, ownership details, and other necessary information required for legal recognition.

Incorporation Documents: If establishing a corporation or a company, various documents need to be filed to create the legal entity. These documents typically include articles of incorporation, bylaws, shareholder agreements, and other related forms.

Business License Applications: Depending on the industry and location, certain businesses require specific licenses or permits to operate legally. Business license applications gather information about the nature of the business, its location, ownership details, and compliance with relevant regulations.

Investment Account Opening Forms: Investors looking to open investment accounts with financial institutions or brokerage firms may need to complete account opening forms. These forms collect personal information, investment objectives, risk tolerance, and other relevant details to establish the investor's account.

Partnership Agreements: When entering into a partnership, partners typically create a partnership agreement that outlines the terms and conditions of their business relationship. This agreement may include provisions related to profit-sharing, decision-making, contributions, and other aspects of the partnership.

Non-Disclosure Agreements (NDAs): NDAs are commonly used in business transactions to protect sensitive information or trade secrets. These agreements ensure that parties involved in a business or investment transaction maintain confidentiality regarding specific information shared during the course of the transaction.

Loan or Financing Application Forms: Businesses seeking financing or loans from financial institutions may need to complete loan application forms. These forms gather information about the business's financials, credit history, collateral, and other details necessary for the loan approval process.

Securities Filings: For businesses involved in the issuance of securities, such as stocks or bonds, various securities filings may be required to comply with securities laws and regulations. These forms include prospectuses, registration statements, annual reports, and other disclosures.

The specific forms and requirements can vary depending on the country, industry, and the particular business or investment activity. It's important to consult the relevant government agencies, legal professionals, or financial institutions to obtain accurate and up-to-date information regarding the necessary forms for specific business or investment-related activities.

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